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draft-ietf-trans-rfc6962-bis-04.txt
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Public Notary Transparency Working Group B. Laurie
Internet-Draft A. Langley
Intended status: Standards Track E. Kasper
Expires: January 11, 2015 Google
R. Stradling
Comodo
July 10, 2014
Certificate Transparency
draft-ietf-trans-rfc6962-bis-03
Abstract
This document describes a protocol for publicly logging the existence
of Transport Layer Security (TLS) certificates as they are issued or
observed, in a manner that allows anyone to audit certificate
authority (CA) activity and notice the issuance of suspect
certificates as well as to audit the certificate logs themselves.
The intent is that eventually clients would refuse to honor
certificates that do not appear in a log, effectively forcing CAs to
add all issued certificates to the logs.
Logs are network services that implement the protocol operations for
submissions and queries that are defined in this document.
Status of This Memo
This Internet-Draft is submitted in full conformance with the
provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF). Note that other groups may also distribute
working documents as Internet-Drafts. The list of current Internet-
Drafts is at http://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
This Internet-Draft will expire on January 11, 2015.
Copyright Notice
Copyright (c) 2014 IETF Trust and the persons identified as the
document authors. All rights reserved.
Laurie, et al. Expires January 11, 2015 [Page 1]
Internet-Draft Certificate Transparency July 2014
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Informal Introduction . . . . . . . . . . . . . . . . . . . . 3
1.1. Requirements Language . . . . . . . . . . . . . . . . . . 4
1.2. Data Structures . . . . . . . . . . . . . . . . . . . . . 4
2. Cryptographic Components . . . . . . . . . . . . . . . . . . 4
2.1. Merkle Hash Trees . . . . . . . . . . . . . . . . . . . . 4
2.1.1. Merkle Audit Paths . . . . . . . . . . . . . . . . . 5
2.1.2. Merkle Consistency Proofs . . . . . . . . . . . . . . 6
2.1.3. Example . . . . . . . . . . . . . . . . . . . . . . . 7
2.1.4. Signatures . . . . . . . . . . . . . . . . . . . . . 8
3. Log Format and Operation . . . . . . . . . . . . . . . . . . 9
3.1. Log Entries . . . . . . . . . . . . . . . . . . . . . . . 9
3.2. Private Domain Name Labels . . . . . . . . . . . . . . . 12
3.2.1. Wildcard Certificates . . . . . . . . . . . . . . . . 12
3.2.2. Redacting Domain Name Labels in Precertificates . . . 12
3.2.3. Using a Name-Constrained Intermediate CA . . . . . . 13
3.3. Structure of the Signed Certificate Timestamp . . . . . . 14
3.4. Including the Signed Certificate Timestamp in the TLS
Handshake . . . . . . . . . . . . . . . . . . . . . . . . 15
3.4.1. TLS Extension . . . . . . . . . . . . . . . . . . . . 17
3.5. Merkle Tree . . . . . . . . . . . . . . . . . . . . . . . 17
3.6. Signed Tree Head . . . . . . . . . . . . . . . . . . . . 18
4. Log Client Messages . . . . . . . . . . . . . . . . . . . . . 19
4.1. Add Chain to Log . . . . . . . . . . . . . . . . . . . . 20
4.2. Add PreCertChain to Log . . . . . . . . . . . . . . . . . 21
4.3. Retrieve Latest Signed Tree Head . . . . . . . . . . . . 21
4.4. Retrieve Merkle Consistency Proof between Two Signed Tree
Heads . . . . . . . . . . . . . . . . . . . . . . . . . . 21
4.5. Retrieve Merkle Audit Proof from Log by Leaf Hash . . . . 22
4.6. Retrieve Entries from Log . . . . . . . . . . . . . . . . 22
4.7. Retrieve Accepted Root Certificates . . . . . . . . . . . 23
4.8. Retrieve Entry+Merkle Audit Proof from Log . . . . . . . 24
5. Clients . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
5.1. Submitters . . . . . . . . . . . . . . . . . . . . . . . 24
5.2. TLS Client . . . . . . . . . . . . . . . . . . . . . . . 25
5.3. Monitor . . . . . . . . . . . . . . . . . . . . . . . . . 25
5.4. Auditor . . . . . . . . . . . . . . . . . . . . . . . . . 26
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6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 26
6.1. TLS Extension Type . . . . . . . . . . . . . . . . . . . 26
6.2. Hash Algorithms . . . . . . . . . . . . . . . . . . . . . 26
7. Security Considerations . . . . . . . . . . . . . . . . . . . 27
7.1. Misissued Certificates . . . . . . . . . . . . . . . . . 27
7.2. Detection of Misissue . . . . . . . . . . . . . . . . . . 27
7.3. Redaction of Public Domain Name Labels . . . . . . . . . 27
7.4. Misbehaving Logs . . . . . . . . . . . . . . . . . . . . 28
8. Efficiency Considerations . . . . . . . . . . . . . . . . . . 28
9. Future Changes . . . . . . . . . . . . . . . . . . . . . . . 28
10. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 29
11. References . . . . . . . . . . . . . . . . . . . . . . . . . 29
11.1. Normative Reference . . . . . . . . . . . . . . . . . . 29
11.2. Informative References . . . . . . . . . . . . . . . . . 29
1. Informal Introduction
Certificate transparency aims to mitigate the problem of misissued
certificates by providing publicly auditable, append-only, untrusted
logs of all issued certificates. The logs are publicly auditable so
that it is possible for anyone to verify the correctness of each log
and to monitor when new certificates are added to it. The logs do
not themselves prevent misissue, but they ensure that interested
parties (particularly those named in certificates) can detect such
misissuance. Note that this is a general mechanism, but in this
document, we only describe its use for public TLS server certificates
issued by public certificate authorities (CAs).
Each log consists of certificate chains, which can be submitted by
anyone. It is expected that public CAs will contribute all their
newly issued certificates to one or more logs, however certificate
holders can also contribute their own certificate chains, as can
third parties. In order to avoid logs being rendered useless by
submitting large numbers of spurious certificates, it is required
that each chain is rooted in a CA certificate accepted by the log.
When a chain is submitted to a log, a signed timestamp is returned,
which can later be used to provide evidence to TLS clients that the
chain has been submitted. TLS clients can thus require that all
certificates they accept as valid have been logged.
Those who are concerned about misissue can monitor the logs, asking
them regularly for all new entries, and can thus check whether
domains they are responsible for have had certificates issued that
they did not expect. What they do with this information,
particularly when they find that a misissuance has happened, is
beyond the scope of this document, but broadly speaking, they can
invoke existing business mechanisms for dealing with misissued
certificates, such as working with the CA to get the certificate
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revoked, or with maintainers of trust anchor lists to get the CA
removed. Of course, anyone who wants can monitor the logs and, if
they believe a certificate is incorrectly issued, take action as they
see fit.
Similarly, those who have seen signed timestamps from a particular
log can later demand a proof of inclusion from that log. If the log
is unable to provide this (or, indeed, if the corresponding
certificate is absent from monitors' copies of that log), that is
evidence of the incorrect operation of the log. The checking
operation is asynchronous to allow TLS connections to proceed without
delay, despite network connectivity issues and the vagaries of
firewalls.
The append-only property of each log is technically achieved using
Merkle Trees, which can be used to show that any particular instance
of the log is a superset of any particular previous instance.
Likewise, Merkle Trees avoid the need to blindly trust logs: if a log
attempts to show different things to different people, this can be
efficiently detected by comparing tree roots and consistency proofs.
Similarly, other misbehaviors of any log (e.g., issuing signed
timestamps for certificates they then don't log) can be efficiently
detected and proved to the world at large.
1.1. Requirements Language
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
1.2. Data Structures
Data structures are defined according to the conventions laid out in
Section 4 of [RFC5246].
2. Cryptographic Components
2.1. Merkle Hash Trees
Logs use a binary Merkle Hash Tree for efficient auditing. The
hashing algorithm used by each log is expected to be specified as
part of the metadata relating to that log. We have established a
registry of acceptable algorithms, see Section 6.2. The hashing
algorithm in use is referred to as HASH throughout this document.
The input to the Merkle Tree Hash is a list of data entries; these
entries will be hashed to form the leaves of the Merkle Hash Tree.
The output is a single 32-byte Merkle Tree Hash. Given an ordered
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list of n inputs, D[n] = {d(0), d(1), ..., d(n-1)}, the Merkle Tree
Hash (MTH) is thus defined as follows:
The hash of an empty list is the hash of an empty string:
MTH({}) = HASH().
The hash of a list with one entry (also known as a leaf hash) is:
MTH({d(0)}) = HASH(0x00 || d(0)).
For n > 1, let k be the largest power of two smaller than n (i.e., k
< n <= 2k). The Merkle Tree Hash of an n-element list D[n] is then
defined recursively as
MTH(D[n]) = HASH(0x01 || MTH(D[0:k]) || MTH(D[k:n])),
where || is concatenation and D[k1:k2] denotes the list {d(k1),
d(k1+1),..., d(k2-1)} of length (k2 - k1). (Note that the hash
calculations for leaves and nodes differ. This domain separation is
required to give second preimage resistance.)
Note that we do not require the length of the input list to be a
power of two. The resulting Merkle Tree may thus not be balanced;
however, its shape is uniquely determined by the number of leaves.
(Note: This Merkle Tree is essentially the same as the history tree
[CrosbyWallach] proposal, except our definition handles non-full
trees differently.)
2.1.1. Merkle Audit Paths
A Merkle audit path for a leaf in a Merkle Hash Tree is the shortest
list of additional nodes in the Merkle Tree required to compute the
Merkle Tree Hash for that tree. Each node in the tree is either a
leaf node or is computed from the two nodes immediately below it
(i.e., towards the leaves). At each step up the tree (towards the
root), a node from the audit path is combined with the node computed
so far. In other words, the audit path consists of the list of
missing nodes required to compute the nodes leading from a leaf to
the root of the tree. If the root computed from the audit path
matches the true root, then the audit path is proof that the leaf
exists in the tree.
Given an ordered list of n inputs to the tree, D[n] = {d(0), ...,
d(n-1)}, the Merkle audit path PATH(m, D[n]) for the (m+1)th input
d(m), 0 <= m < n, is defined as follows:
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The path for the single leaf in a tree with a one-element input list
D[1] = {d(0)} is empty:
PATH(0, {d(0)}) = {}
For n > 1, let k be the largest power of two smaller than n. The path
for the (m+1)th element d(m) in a list of n > m elements is then
defined recursively as
PATH(m, D[n]) = PATH(m, D[0:k]) : MTH(D[k:n]) for m < k; and
PATH(m, D[n]) = PATH(m - k, D[k:n]) : MTH(D[0:k]) for m >= k,
where : is concatenation of lists and D[k1:k2] denotes the length (k2
- k1) list {d(k1), d(k1+1),..., d(k2-1)} as before.
2.1.2. Merkle Consistency Proofs
Merkle consistency proofs prove the append-only property of the tree.
A Merkle consistency proof for a Merkle Tree Hash MTH(D[n]) and a
previously advertised hash MTH(D[0:m]) of the first m leaves, m <= n,
is the list of nodes in the Merkle Tree required to verify that the
first m inputs D[0:m] are equal in both trees. Thus, a consistency
proof must contain a set of intermediate nodes (i.e., commitments to
inputs) sufficient to verify MTH(D[n]), such that (a subset of) the
same nodes can be used to verify MTH(D[0:m]). We define an algorithm
that outputs the (unique) minimal consistency proof.
Given an ordered list of n inputs to the tree, D[n] = {d(0), ...,
d(n-1)}, the Merkle consistency proof PROOF(m, D[n]) for a previous
Merkle Tree Hash MTH(D[0:m]), 0 < m < n, is defined as:
PROOF(m, D[n]) = SUBPROOF(m, D[n], true)
The subproof for m = n is empty if m is the value for which PROOF was
originally requested (meaning that the subtree Merkle Tree Hash
MTH(D[0:m]) is known):
SUBPROOF(m, D[m], true) = {}
The subproof for m = n is the Merkle Tree Hash committing inputs
D[0:m]; otherwise:
SUBPROOF(m, D[m], false) = {MTH(D[m])}
For m < n, let k be the largest power of two smaller than n. The
subproof is then defined recursively.
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If m <= k, the right subtree entries D[k:n] only exist in the current
tree. We prove that the left subtree entries D[0:k] are consistent
and add a commitment to D[k:n]:
SUBPROOF(m, D[n], b) = SUBPROOF(m, D[0:k], b) : MTH(D[k:n])
If m > k, the left subtree entries D[0:k] are identical in both
trees. We prove that the right subtree entries D[k:n] are consistent
and add a commitment to D[0:k].
SUBPROOF(m, D[n], b) = SUBPROOF(m - k, D[k:n], false) : MTH(D[0:k])
Here, : is a concatenation of lists, and D[k1:k2] denotes the length
(k2 - k1) list {d(k1), d(k1+1),..., d(k2-1)} as before.
The number of nodes in the resulting proof is bounded above by
ceil(log2(n)) + 1.
2.1.3. Example
The binary Merkle Tree with 7 leaves:
hash
/ \
/ \
/ \
/ \
/ \
k l
/ \ / \
/ \ / \
/ \ / \
g h i j
/ \ / \ / \ |
a b c d e f d6
| | | | | |
d0 d1 d2 d3 d4 d5
The audit path for d0 is [b, h, l].
The audit path for d3 is [c, g, l].
The audit path for d4 is [f, j, k].
The audit path for d6 is [i, k].
The same tree, built incrementally in four steps:
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hash0 hash1=k
/ \ / \
/ \ / \
/ \ / \
g c g h
/ \ | / \ / \
a b d2 a b c d
| | | | | |
d0 d1 d0 d1 d2 d3
hash2 hash
/ \ / \
/ \ / \
/ \ / \
/ \ / \
/ \ / \
k i k l
/ \ / \ / \ / \
/ \ e f / \ / \
/ \ | | / \ / \
g h d4 d5 g h i j
/ \ / \ / \ / \ / \ |
a b c d a b c d e f d6
| | | | | | | | | |
d0 d1 d2 d3 d0 d1 d2 d3 d4 d5
The consistency proof between hash0 and hash is PROOF(3, D[7]) = [c,
d, g, l]. c, g are used to verify hash0, and d, l are additionally
used to show hash is consistent with hash0.
The consistency proof between hash1 and hash is PROOF(4, D[7]) = [l].
hash can be verified using hash1=k and l.
The consistency proof between hash2 and hash is PROOF(6, D[7]) = [i,
j, k]. k, i are used to verify hash2, and j is additionally used to
show hash is consistent with hash2.
2.1.4. Signatures
Various data structures are signed. A log MUST use either elliptic
curve signatures using the NIST P-256 curve (Section D.1.2.3 of the
Digital Signature Standard [DSS]) or RSA signatures (RSASSA-
PKCS1-V1_5 with SHA-256, Section 8.2 of [RFC3447]) using a key of at
least 2048 bits.
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3. Log Format and Operation
Anyone can submit certificates to certificate logs for public
auditing; however, since certificates will not be accepted by TLS
clients unless logged, it is expected that certificate owners or
their CAs will usually submit them. A log is a single, ever-growing,
append-only Merkle Tree of such certificates.
When a valid certificate is submitted to a log, the log MUST return a
Signed Certificate Timestamp (SCT). The SCT is the log's promise to
incorporate the certificate in the Merkle Tree within a fixed amount
of time known as the Maximum Merge Delay (MMD). If the log has
previously seen the certificate, it MAY return the same SCT as it
returned before. TLS servers MUST present an SCT from one or more
logs to the TLS client together with the certificate. TLS clients
MUST reject certificates that are not accompanied by an SCT for
either the end-entity certificate or for a name-constrained
intermediate the end-entity certificate chains to.
Periodically, each log appends all its new entries to the Merkle Tree
and signs the root of the tree. The log MUST incorporate a
certificate in its Merkle Tree within the Maximum Merge Delay period
after the issuance of the SCT. When encountering an SCT, an Auditor
can verify that the certificate was added to the Merkle Tree within
that timeframe.
Log operators MUST NOT impose any conditions on retrieving or sharing
data from the log.
3.1. Log Entries
In order to enable attribution of each logged certificate to its
issuer, each submitted certificate MUST be accompanied by all
additional certificates required to verify the certificate chain up
to an accepted root certificate. The root certificate itself MAY be
omitted from the chain submitted to the log server. The log SHALL
allow retrieval of a list of acceptable root certificates (this list
might usefully be the union of root certificates trusted by major
browser vendors).
Alternatively, (root as well as intermediate) certificate authorities
may submit a certificate to logs prior to issuance in order to
incorporate the SCT in the issued certificate. To do so, the CA
submits a Precertificate that the log can use to create an entry that
will be valid against the issued certificate. The Precertificate is
an X.509v3 certificate for simplicity, but, since it isn't used for
anything but logging, could equally be some other data structure.
The Precertificate is constructed from the certificate to be issued
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by adding a special critical poison extension (OID
1.3.6.1.4.1.11129.2.4.3, whose extnValue OCTET STRING contains ASN.1
NULL data (0x05 0x00)) to the end-entity TBSCertificate, minus the
SCT extension, which is obviously unknown until after the
Precertificate has been submitted to the log. The poison extension
is to ensure that the Precertificate cannot be validated by a
standard X.509v3 client. The Precertificate MAY redact certain
domain name labels that will be present in the final certificate (see
Section 3.2.2). The resulting TBSCertificate [RFC5280] is then
signed with either
o a special-purpose (CA:true, Extended Key Usage: Certificate
Transparency, OID 1.3.6.1.4.1.11129.2.4.4) Precertificate Signing
Certificate. The Precertificate Signing Certificate MUST be
directly certified by the (root or intermediate) CA certificate
that will ultimately sign the end-entity TBSCertificate yielding
the end-entity certificate (note that the log may relax standard
validation rules to allow this, so long as the issued certificate
will be valid),
o or, the CA certificate that will sign the final certificate.
As above, the Precertificate submission MUST be accompanied by the
Precertificate Signing Certificate, if used, and all additional
certificates required to verify the chain up to an accepted root
certificate. The signature on the TBSCertificate indicates the
certificate authority's intent to issue a certificate. This intent
is considered binding (i.e., misissuance of the Precertificate is
considered equal to misissuance of the final certificate). Each log
verifies the Precertificate signature chain and issues a Signed
Certificate Timestamp on the corresponding TBSCertificate.
Logs MUST verify that the submitted end-entity certificate or
Precertificate has a valid signature chain leading back to a trusted
root CA certificate, using the chain of intermediate CA certificates
provided by the submitter. Logs MAY accept certificates that have
expired, are not yet valid, have been revoked, or are otherwise not
fully valid according to X.509 verification rules in order to
accommodate quirks of CA certificate-issuing software. However, logs
MUST refuse to publish certificates without a valid chain to a known
root CA. If a certificate is accepted and an SCT issued, the
accepting log MUST store the entire chain used for verification,
including the certificate or Precertificate itself and including the
root certificate used to verify the chain (even if it was omitted
from the submission), and MUST present this chain for auditing upon
request. This chain is required to prevent a CA from avoiding blame
by logging a partial or empty chain. (Note: This effectively
excludes self-signed and DANE-based certificates until some mechanism
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to limit the submission of spurious certificates is found. The
authors welcome suggestions.)
Each certificate entry in a log MUST include the following
components:
enum { x509_entry(0), precert_entry(1), (65535) } LogEntryType;
struct {
LogEntryType entry_type;
select (entry_type) {
case x509_entry: X509ChainEntry;
case precert_entry: PrecertChainEntry;
} entry;
} LogEntry;
opaque ASN.1Cert<1..2^24-1>;
struct {
ASN.1Cert leaf_certificate;
ASN.1Cert certificate_chain<0..2^24-1>;
} X509ChainEntry;
struct {
ASN.1Cert pre_certificate;
ASN.1Cert precertificate_chain<0..2^24-1>;
} PrecertChainEntry;
Logs SHOULD limit the length of chain they will accept.
"entry_type" is the type of this entry. Future revisions of this
protocol may add new LogEntryType values. Section 4 explains how
clients should handle unknown entry types.
"leaf_certificate" is the end-entity certificate submitted for
auditing.
"certificate_chain" is a chain of additional certificates required to
verify the end-entity certificate. The first certificate MUST
certify the end-entity certificate. Each following certificate MUST
directly certify the one preceding it. The final certificate MUST
either be, or be issued by, a root certificate accepted by the log.
"pre_certificate" is the Precertificate submitted for auditing.
"precertificate_chain" is a chain of additional certificates required
to verify the Precertificate submission. The first certificate MAY
be a valid Precertificate Signing Certificate and MUST certify the
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first certificate. Each following certificate MUST directly certify
the one preceding it. The final certificate MUST be a root
certificate accepted by the log.
3.2. Private Domain Name Labels
Some regard some DNS domain name labels within their registered
domain space as private and security sensitive. Even though these
domains are often only accessible within the domain owner's private
network, it's common for them to be secured using publicly trusted
TLS server certificates. We define a mechanism to allow these
private labels to not appear in public logs.
3.2.1. Wildcard Certificates
A certificate containing a DNS-ID [RFC6125] of "*.example.com" could
be used to secure the domain "topsecret.example.com", without
revealing the string "topsecret" publicly.
Since TLS clients only match the wildcard character to the complete
leftmost label of the DNS domain name (see Section 6.4.3 of
[RFC6125]), this approach would not work for a DNS-ID such as
"top.secret.example.com". Also, wildcard certificates are prohibited
in some cases, such as Extended Validation Certificates
[EVSSLGuidelines].
3.2.2. Redacting Domain Name Labels in Precertificates
When creating a Precertificate, the CA MAY substitute one or more of
the complete leftmost labels in each DNS-ID with the literal string
"(PRIVATE)". For example, if a certificate contains a DNS-ID of
"top.secret.example.com", then the corresponding Precertificate could
contain "(PRIVATE).example.com" instead. Labels in a CN-ID [RFC6125]
MUST remain unredacted.
When a Precertificate contains one or more redacted labels, a non-
critical extension (OID 1.3.6.1.4.1.11129.2.4.6, whose extnValue
OCTET STRING contains an ASN.1 SEQUENCE OF INTEGERs) MUST be added to
the corresponding certificate: the first INTEGER indicates the number
of labels redacted in the Precertificate's first DNS-ID; the second
INTEGER does the same for the Precertificate's second DNS-ID; etc.
There MUST NOT be more INTEGERs than there are DNS-IDs. If there are
fewer INTEGERs than there are DNS-IDs, the shortfall is made up by
implicitly repeating the last INTEGER. Each INTEGER MUST have a
value of zero or more. The purpose of this extension is to enable
TLS clients to accurately reconstruct the Precertificate from the
certificate without having to perform any guesswork.
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3.2.3. Using a Name-Constrained Intermediate CA
An intermediate CA certificate or Precertificate that contains the
critical or non-critical Name Constraints [RFC5280] extension MAY be
logged in place of end-entity certificates issued by that
intermediate CA, as long as all of the following conditions are met:
o there MUST be a non-critical extension (OID
1.3.6.1.4.1.11129.2.4.7, whose extnValue OCTET STRING contains
ASN.1 NULL data (0x05 0x00)). This extension is an explicit
indication that it is acceptable to not log certificates issued by
this intermediate CA.
o permittedSubtrees MUST specify one or more dNSNames.
o excludedSubtrees MUST specify the entire IPv4 and IPv6 address
ranges.
Below is an example Name Constraints extension that meets these
conditions:
SEQUENCE {
OBJECT IDENTIFIER '2 5 29 30'
OCTET STRING, encapsulates {
SEQUENCE {
[0] {
SEQUENCE {
[2] 'example.com'
}
}
[1] {
SEQUENCE {
[7] 00 00 00 00 00 00 00 00
}
SEQUENCE {
[7]
00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00
00 00 00 00 00 00 00 00 00 00 00 00 00 00 00 00
}
}
}
}
}
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3.3. Structure of the Signed Certificate Timestamp
enum { certificate_timestamp(0), tree_hash(1), (255) }
SignatureType;
enum { v1(0), (255) }
Version;
struct {
opaque key_id[32];
} LogID;
opaque TBSCertificate<1..2^24-1>;
struct {
opaque issuer_key_hash[32];
TBSCertificate tbs_certificate;
} PreCert;
opaque CtExtensions<0..2^16-1>;
"key_id" is the SHA-256 hash of the log's public key, calculated over
the DER encoding of the key represented as SubjectPublicKeyInfo.
"issuer_key_hash" is the SHA-256 hash of the certificate issuer's
public key, calculated over the DER encoding of the key represented
as SubjectPublicKeyInfo. This is needed to bind the issuer to the
final certificate.
"tbs_certificate" is the DER-encoded TBSCertificate (see [RFC5280])
component of the Precertificate -- that is, without the signature and
the poison extension. If the Precertificate is not signed with the
CA certificate that will issue the final certificate, then the
TBSCertificate also has its issuer changed to that of the CA that
will issue the final certificate. Note that it is also possible to
reconstruct this TBSCertificate from the final certificate by
extracting the TBSCertificate from it and deleting the SCT extension.
Also note that since the TBSCertificate contains an
AlgorithmIdentifier that must match both the Precertificate signature
algorithm and final certificate signature algorithm, they must be
signed with the same algorithm and parameters. If the Precertificate
is issued using a Precertificate Signing Certificate and an Authority
Key Identifier extension is present in the TBSCertificate, the
corresponding extension must also be present in the Precertificate
Signing Certificate -- in this case, the TBSCertificate also has its
Authority Key Identifier changed to match the final issuer.
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struct {
Version sct_version;
LogID id;
uint64 timestamp;
CtExtensions extensions;
digitally-signed struct {
Version sct_version;
SignatureType signature_type = certificate_timestamp;
uint64 timestamp;
LogEntryType entry_type;
select(entry_type) {
case x509_entry: ASN.1Cert;
case precert_entry: PreCert;
} signed_entry;
CtExtensions extensions;
};
} SignedCertificateTimestamp;
The encoding of the digitally-signed element is defined in [RFC5246].
"sct_version" is the version of the protocol to which the SCT
conforms. This version is v1.
"timestamp" is the current NTP Time [RFC5905], measured since the
epoch (January 1, 1970, 00:00), ignoring leap seconds, in
milliseconds.
"entry_type" may be implicit from the context in which the SCT is
presented.
"signed_entry" is the "leaf_certificate" (in the case of an
X509ChainEntry) or is the PreCert (in the case of a
PrecertChainEntry), as described above.
"extensions" are future extensions to this protocol version (v1).
Currently, no extensions are specified.
3.4. Including the Signed Certificate Timestamp in the TLS Handshake
The SCT data corresponding to at least one certificate in the chain
from at least one log must be included in the TLS handshake, either
by using an X509v3 certificate extension as described below, by using
a TLS extension (Section 7.4.1.4 of [RFC5246]) with type
"signed_certificate_timestamp", or by using Online Certificate Status
Protocol (OCSP) Stapling (also known as the "Certificate Status
Request" TLS extension; see [RFC6066]), where the OCSP response
includes a non-critical extension with OID 1.3.6.1.4.1.11129.2.4.5
(see [RFC2560]) and body:
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SignedCertificateTimestampList ::= OCTET STRING
in the singleExtensions component of the SingleResponse pertaining to
the end-entity certificate.
At least one SCT MUST be included. Server operators MAY include more
than one SCT.
Similarly, a certificate authority MAY submit a Precertificate to
more than one log, and all obtained SCTs can be directly embedded in
the final certificate, by encoding the SignedCertificateTimestampList
structure as an ASN.1 OCTET STRING and inserting the resulting data
in the TBSCertificate as a non-critical X.509v3 certificate extension
(OID 1.3.6.1.4.1.11129.2.4.2). Upon receiving the certificate,
clients can reconstruct the original TBSCertificate to verify the SCT
signature.
The contents of the ASN.1 OCTET STRING embedded in an OCSP extension
or X509v3 certificate extension are as follows:
opaque SerializedSCT<1..2^16-1>;
struct {
SerializedSCT sct_list <1..2^16-1>;
} SignedCertificateTimestampList;
Here, "SerializedSCT" is an opaque byte string that contains the
serialized SCT structure. This encoding ensures that TLS clients can
decode each SCT individually (i.e., if there is a version upgrade,
out-of-date clients can still parse old SCTs while skipping over new
SCTs whose versions they don't understand).
Likewise, SCTs can be embedded in a TLS extension. See below for
details.
TLS clients MUST implement all three mechanisms. Servers MUST
implement at least one of the three mechanisms. Note that existing
TLS servers can generally use the certificate extension mechanism
without modification.
TLS servers SHOULD send SCTs from multiple logs in case one or more
logs are not acceptable to the client (for example, if a log has been
struck off for misbehavior, has had a key compromise or is not known
to the client).
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3.4.1. TLS Extension
The SCT can be sent during the TLS handshake using a TLS extension
with type "signed_certificate_timestamp".
Clients that support the extension SHOULD send a ClientHello
extension with the appropriate type and empty "extension_data".
Servers MUST only send SCTs to clients who have indicated support for
the extension in the ClientHello, in which case the SCTs are sent by
setting the "extension_data" to a "SignedCertificateTimestampList".
Session resumption uses the original session information: clients
SHOULD include the extension type in the ClientHello, but if the
session is resumed, the server is not expected to process it or
include the extension in the ServerHello.
3.5. Merkle Tree
The hashing algorithm for the Merkle Tree Hash is specified in the
log's metadata.
Structure of the Merkle Tree input:
enum { v1(0), v2(1), (255) }
LeafVersion;
struct {
uint64 timestamp;
LogEntryType entry_type;
select(entry_type) {
case x509_entry: ASN.1Cert;
case precert_entry: PreCert;
} signed_entry;
CtExtensions extensions;
} TimestampedEntry;
struct {
LeafVersion version;
TimestampedEntry timestamped_entry;
} MerkleTreeLeaf;
Here, "version" is the version of the MerkleTreeLeaf structure. This
version is v2. Note that MerkleTreeLeaf v1 [RFC6962] had another
layer of indirection which is removed in v2.
"timestamp" is the timestamp of the corresponding SCT issued for this
certificate.
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"entry_type" is the type of entry stored in "signed_entry". New
"LogEntryType" values may be added to "signed_entry" without
increasing the "MerkleTreeLeaf" version. Section 4 explains how
clients should handle unknown entry types.
"signed_entry" is the "signed_entry" of the corresponding SCT.
"extensions" are "extensions" of the corresponding SCT.
The leaves of the Merkle Tree are the leaf hashes of the
corresponding "MerkleTreeLeaf" structures.
3.6. Signed Tree Head
Every time a log appends new entries to the tree, the log SHOULD sign
the corresponding tree hash and tree information (see the
corresponding Signed Tree Head client message in Section 4.3). The
signature for that data is structured as follows:
opaque CtSthExtensions<0..2^16-1>;
enum { v1(0), v2(1), (255) }
TreeHeadVersion;
digitally-signed struct {
TreeHeadVersion version;
SignatureType signature_type = tree_hash;
uint64 timestamp;
uint64 tree_size;
opaque sha256_root_hash[32];
CtSthExtensions extensions;
} TreeHeadSignature;
"version" is the version of the TreeHeadSignature structure. This
version is v2.
"timestamp" is the current time. The timestamp MUST be at least as
recent as the most recent SCT timestamp in the tree. Each subsequent
timestamp MUST be more recent than the timestamp of the previous
update.
"tree_size" equals the number of entries in the new tree.
"sha256_root_hash" is the root of the Merkle Hash Tree.